From 498d70b9f6e4b17ef1f0ef2169ceed65f5eda221 Mon Sep 17 00:00:00 2001 From: Paul Hitt Date: Mon, 28 Sep 2026 14:45:34 -0400 Subject: [PATCH] First public release Co-Authored-By: Claude Opus 5.5 --- .editorconfig | 12 + .gitignore | 8 + .gitlab-ci.yml | 6 + CHANGELOG.md | 14 + CONTRIBUTING.md | 22 + LICENSE | 21 + README.md | 82 +++ SECURITY.md | 6 + package-lock.json | 1503 +++++++++++++++++++++++++++++++++++++++++ package.json | 46 ++ src/index.ts | 251 +++++++ test/hand-off.test.ts | 126 ++++ tsconfig.cjs.json | 9 + tsconfig.json | 8 + 14 files changed, 2114 insertions(+) create mode 100644 .editorconfig create mode 100644 .gitignore create mode 100644 .gitlab-ci.yml create mode 100644 CHANGELOG.md create mode 100644 CONTRIBUTING.md create mode 100644 LICENSE create mode 100644 README.md create mode 100644 SECURITY.md create mode 100644 package-lock.json create mode 100644 package.json create mode 100644 src/index.ts create mode 100644 test/hand-off.test.ts create mode 100644 tsconfig.cjs.json create mode 100644 tsconfig.json diff --git a/.editorconfig b/.editorconfig new file mode 100644 index 0000000..f15441a --- /dev/null +++ b/.editorconfig @@ -0,0 +1,12 @@ +root = true + +[*] +charset = utf-8 +end_of_line = lf +insert_final_newline = true +trim_trailing_whitespace = true +indent_style = space +indent_size = 2 + +[*.md] +trim_trailing_whitespace = false diff --git a/.gitignore b/.gitignore new file mode 100644 index 0000000..5fd8e1d --- /dev/null +++ b/.gitignore @@ -0,0 +1,8 @@ +node_modules/ +dist/ +*.log +.DS_Store +.env* +!.env.example +.npmrc +dist-cjs/ diff --git a/.gitlab-ci.yml b/.gitlab-ci.yml new file mode 100644 index 0000000..e5a37d2 --- /dev/null +++ b/.gitlab-ci.yml @@ -0,0 +1,6 @@ +stages: [test] + +test: + stage: test + image: node:22-alpine + script: [npm ci, npm run build, npm test] diff --git a/CHANGELOG.md b/CHANGELOG.md new file mode 100644 index 0000000..bfe23bf --- /dev/null +++ b/CHANGELOG.md @@ -0,0 +1,14 @@ +# Changelog + +## 0.1.0 - 2026-09-28 + +First public release under MIT. + +- `assess()` returns a readiness of `transferable`, `blocked`, `unproven` or + `unknown`, taken from the worst dependency, never the average. +- Person and machine bindings with no substitute are critical blockers. + Account bindings and unwritten knowledge with no substitute also block. +- A substitute that nobody but its author has exercised is reported as not + assessed. +- `toReport()` and `formatHandOff()` produce and render a report in the + `@extant2000/evidence-record` format. diff --git a/CONTRIBUTING.md b/CONTRIBUTING.md new file mode 100644 index 0000000..f05e920 --- /dev/null +++ b/CONTRIBUTING.md @@ -0,0 +1,22 @@ +# Contributing + +Issues and merge requests are welcome at +https://gitlab.com/extant2000/hand-off. + +## Ground rules + +- **A test that cannot fail proves nothing.** If you fix a bug, add a test + that fails without your fix, and check that it does fail before you submit. +- Measure, do not assume. Two modules with the same line count can be + different programs. +- Keep dependencies minimal. Every new dependency needs a reason. +- Explain why in comments, not what. + +## Before you open a merge request + +Run both of these and make sure they pass: + +``` +npm run build +npm test +``` diff --git a/LICENSE b/LICENSE new file mode 100644 index 0000000..34e49b1 --- /dev/null +++ b/LICENSE @@ -0,0 +1,21 @@ +MIT License + +Copyright (c) 2026 Extant 2000 LLC + +Permission is hereby granted, free of charge, to any person obtaining a copy +of this software and associated documentation files (the "Software"), to deal +in the Software without restriction, including without limitation the rights +to use, copy, modify, merge, publish, distribute, sublicense, and/or sell +copies of the Software, and to permit persons to whom the Software is +furnished to do so, subject to the following conditions: + +The above copyright notice and this permission notice shall be included in all +copies or substantial portions of the Software. + +THE SOFTWARE IS PROVIDED "AS IS", WITHOUT WARRANTY OF ANY KIND, EXPRESS OR +IMPLIED, INCLUDING BUT NOT LIMITED TO THE WARRANTIES OF MERCHANTABILITY, +FITNESS FOR A PARTICULAR PURPOSE AND NONINFRINGEMENT. IN NO EVENT SHALL THE +AUTHORS OR COPYRIGHT HOLDERS BE LIABLE FOR ANY CLAIM, DAMAGES OR OTHER +LIABILITY, WHETHER IN AN ACTION OF CONTRACT, TORT OR OTHERWISE, ARISING FROM, +OUT OF OR IN CONNECTION WITH THE SOFTWARE OR THE USE OR OTHER DEALINGS IN THE +SOFTWARE. diff --git a/README.md b/README.md new file mode 100644 index 0000000..22255b2 --- /dev/null +++ b/README.md @@ -0,0 +1,82 @@ +# HandOff + +Decides whether a capability can be operated by someone other than the +person who built it, by looking at what it depends on. + +## What it does and why + +Handover is usually treated as a documentation problem. Documentation is the +easy half. **Operability is the absence of dependence on a specific person or +machine.** A thorough runbook does not remove a dependency. It describes one. + +HandOff takes the list of things a capability depends on (credentials, +runtimes, knowledge, access, data), what each one is bound to, and what the +recipient would use instead. It checks them for three failures. + +1. A personal credential doing institutional work. For example, several + products deploy with one engineer's personal access token. No runbook + transfers that: the recipient cannot obtain it, and it stops working when + the account goes away. It is reported as a critical blocker, not a gap in + the docs. +2. A dependency on a machine instead of a role. A script that hard-codes a + path on one laptop runs on that laptop. It works perfectly, forever, for + one person. +3. A substitute nobody has exercised. This one survives every review, + because it is written down and so looks done. A runbook nobody but its + author has followed is a draft, so it is reported as not assessed. + +An account binding with no recorded way for the recipient to get their own +account fails at high severity. Operating knowledge that exists only in +someone's head fails too. + +## Readiness is the worst dependency, never the average + +One personal credential blocks a transfer however good everything else is. +Averaging is how that blocker disappears behind nine green rows. + +| Readiness | When | +|---|---| +| `transferable` | Every dependency is unbound or has a substitute someone else has exercised. | +| `blocked` | At least one dependency cannot be handed over. | +| `unproven` | Nothing is blocked, but at least one substitute has never been exercised. | +| `unknown` | No dependencies were listed. The capability was assumed, not examined. | + +## Usage + +```ts +import { assess, formatHandOff, type Capability } from '@extant2000/hand-off' + +const capability: Capability = { + name: 'release pipeline', + recipient: 'the partner ops team', + dependencies: [{ + name: 'deploy-token', kind: 'credential', + coupling: 'person', boundTo: 'alice', + substitute: 'a group deploy token per project', + substituteVerified: true, + where: 'config/deploy.env', + }], +} + +const { readiness, reason, blockers, unproven } = assess(capability) +console.log(formatHandOff(capability)) // report in the evidence-record format +``` + +`substituteVerified` means someone other than the author has followed the +substitute. Leaving it out counts as `false`, because an unexercised +substitute is a claim. The example above is `transferable`; drop the +substitute and it becomes `blocked`. + +`coupling` is one of `person`, `machine`, `account` or `none`. `kind` is one +of `credential`, `runtime`, `knowledge`, `access` or `data`. Every finding +cites the dependency's `where`. The library is pure: no clock and no I/O. + +## Install + +``` +npm install @extant2000/hand-off +``` + +## License + +MIT. See [LICENSE](LICENSE). diff --git a/SECURITY.md b/SECURITY.md new file mode 100644 index 0000000..b88987e --- /dev/null +++ b/SECURITY.md @@ -0,0 +1,6 @@ +# Security + +Please report vulnerabilities privately by email to security@extant2000.com. +Do not open a public issue for a security problem. + +We aim to acknowledge every report within 5 business days. diff --git a/package-lock.json b/package-lock.json new file mode 100644 index 0000000..5b098b3 --- /dev/null +++ b/package-lock.json @@ -0,0 +1,1503 @@ +{ + "name": "@extant2000/hand-off", + "version": "0.1.0", + "lockfileVersion": 3, + "requires": true, + "packages": { + "": { + "name": "@extant2000/hand-off", + "version": "0.1.0", + "license": "MIT", + "dependencies": { + "@extant2000/evidence-record": "^0.1.2" + }, + "devDependencies": { + "typescript": "^5.6.0", + "vitest": "^2.1.0" + } + }, + "node_modules/@esbuild/aix-ppc64": { + "version": "0.21.5", + "resolved": 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+ "private": false, + "description": "Decides whether a capability can be operated by someone other than its builder, from what it depends on.", + "license": "MIT", + "type": "module", + "main": "./dist-cjs/index.js", + "files": [ + "dist", + "dist-cjs", + "src", + "README.md", + "LICENSE" + ], + "repository": { + "type": "git", + "url": "https://gitlab.com/extant2000/hand-off.git" + }, + "module": "./dist/index.js", + "types": "./dist/index.d.ts", + "exports": { + ".": { + "types": "./dist/index.d.ts", + "import": "./dist/index.js", + "require": "./dist-cjs/index.js" + } + }, + "scripts": { + "build": "tsc && tsc -p tsconfig.cjs.json && node -e \"require('fs').writeFileSync('dist-cjs/package.json', JSON.stringify({type:'commonjs'}))\"", + "test": "vitest run", + "prepublishOnly": "npm run build" + }, + "devDependencies": { + "typescript": "^5.6.0", + "vitest": "^2.1.0" + }, + "dependencies": { + "@extant2000/evidence-record": "^0.1.2" + }, + "author": "Extant 2000 LLC", + "homepage": "https://gitlab.com/extant2000/hand-off", + "bugs": { + "url": "https://gitlab.com/extant2000/hand-off/-/issues" + } +} diff --git a/src/index.ts b/src/index.ts new file mode 100644 index 0000000..6289763 --- /dev/null +++ b/src/index.ts @@ -0,0 +1,251 @@ +/** + * HandOff — decide whether a capability can actually be operated by somebody + * other than the person who built it. + * + * The mistake is treating this as a documentation problem. Documentation is + * the easy half. **Operability is the absence of dependence on a specific + * person or machine**, and a thorough runbook does not remove a dependency — + * it describes one. + * + * Three failures: + * + * 1. **A personal credential doing institutional work.** Several products + * authenticate with one engineer's personal access token. No runbook + * transfers that; the receiving party cannot obtain it, and it dies + * with the account. This is a blocker, not a documentation gap. + * + * 2. **A dependency on a machine rather than a role.** Scripts that + * hard-code a path on one laptop run on exactly that laptop. They work + * perfectly, forever, for one person. + * + * 3. **A substitute nobody has exercised.** A documented alternative that + * has never been followed by anyone but its author is a claim. It reports + * NOT ASSESSED here — a runbook nobody has followed is a draft. + * + * Readiness is the WORST dependency, never the average. One personal + * credential blocks a transfer regardless of how good everything else is, + * and averaging is how that disappears behind nine green rows. + * + * Pure: no clock, no I/O. + */ + +import { + type CapabilityReport, + type Finding, + type FormatOptions, + evidence, + formatReport as renderReport, +} from '@extant2000/evidence-record' + +/** What a dependency is bound to, and therefore what blocks the transfer. */ +export type Coupling = + /** Tied to an individual. Cannot be transferred, and dies with the account. */ + | 'person' + /** Tied to one machine or environment. */ + | 'machine' + /** Tied to an account that could in principle be re-issued to a role. */ + | 'account' + /** Bound to nothing that has to change hands. */ + | 'none' + +export type DependencyKind = 'credential' | 'runtime' | 'knowledge' | 'access' | 'data' + +export interface Dependency { + name: string + kind: DependencyKind + coupling: Coupling + /** Who or what it is bound to — the person, the host, the account. */ + boundTo?: string + /** + * What the receiving party would use instead. A dependency with no + * substitute is not transferable, however well documented it is. + */ + substitute?: string + /** + * Whether anyone OTHER than the author has exercised the substitute. + * Undefined or false means it is a claim, not a capability. + */ + substituteVerified?: boolean + /** Where the dependency lives — a file, a script, a runbook. */ + where: string +} + +export interface Capability { + name: string + /** The party expected to operate it after transfer. */ + recipient?: string + dependencies: Dependency[] +} + +/** Couplings that must be broken before anyone else can operate the thing. */ +const BLOCKING: Coupling[] = ['person', 'machine'] + +function depEvidence(d: Dependency) { + return evidence.file(d.where, undefined, + `${d.kind}: ${d.coupling}${d.boundTo ? ` (${d.boundTo})` : ''}`, + d.substitute ? `substitute: ${d.substitute}` : 'no substitute recorded') +} + +function findingFor(d: Dependency): Finding { + const id = d.name + const bound = d.boundTo ? ` to ${d.boundTo}` : '' + + if (BLOCKING.includes(d.coupling) && !d.substitute) { + return { + id, + summary: `${d.name} is bound${bound} and has no substitute`, + determination: 'fail', + severity: 'critical', + detail: d.coupling === 'person' + ? 'A personal binding cannot be handed over. The receiving party cannot obtain it and it dies with the account — this is a blocker, not a documentation gap.' + : 'This runs on one machine. It will keep working perfectly, forever, for one person.', + evidence: [depEvidence(d)], + } + } + + if (d.coupling === 'account' && !d.substitute) { + return { + id, + summary: `${d.name} is bound to an account${bound} with no re-issue path recorded`, + determination: 'fail', + severity: 'high', + detail: 'An account binding is transferable in principle, which is not the same as transferred. Record how the recipient obtains their own.', + evidence: [depEvidence(d)], + } + } + + if (d.kind === 'knowledge' && !d.substitute) { + return { + id, + summary: `${d.name} exists only as knowledge, with nothing written down`, + determination: 'fail', + severity: 'high', + detail: 'Undocumented operating knowledge transfers only by conversation, and only while the author is available.', + evidence: [depEvidence(d)], + } + } + + if (d.substitute && !d.substituteVerified) { + return { + id, + summary: `${d.name} has a substitute nobody else has exercised`, + determination: 'not-assessed', + severity: 'high', + // The failure that survives every review: it is written down, so it + // looks done. + detail: `"${d.substitute}" has not been followed by anyone but its author. A runbook nobody has followed is a draft — it is not evidence that the handover works.`, + evidence: [depEvidence(d)], + } + } + + if (d.substitute) { + return { + id, + summary: `${d.name} — substitute exercised: ${d.substitute}`, + determination: 'pass', + severity: 'info', + evidence: [depEvidence(d)], + } + } + + return { + id, + summary: `${d.name} is bound to nothing that has to change hands`, + determination: 'pass', + severity: 'info', + evidence: [depEvidence(d)], + } +} + +export type Readiness = 'transferable' | 'blocked' | 'unproven' | 'unknown' + +export interface HandOffVerdict { + readiness: Readiness + reason: string + /** Dependencies that block the transfer outright. */ + blockers: Dependency[] + /** Substitutes that exist on paper and have never been exercised. */ + unproven: Dependency[] +} + +/** + * Whether the capability can change hands. + * + * Computed from the WORST dependency, never the average: one personal + * credential blocks a transfer regardless of how good everything else is, + * and averaging is how that disappears behind nine green rows. + */ +export function assess(capability: Capability): HandOffVerdict { + const deps = capability.dependencies ?? [] + + if (deps.length === 0) { + return { + readiness: 'unknown', + reason: 'No dependencies were enumerated. A capability with no listed dependencies has not been examined — it has been assumed.', + blockers: [], unproven: [], + } + } + + const blockers = deps.filter(d => + (BLOCKING.includes(d.coupling) && !d.substitute) + || (d.coupling === 'account' && !d.substitute) + || (d.kind === 'knowledge' && !d.substitute)) + + const unproven = deps.filter(d => d.substitute && !d.substituteVerified) + + if (blockers.length > 0) { + return { + readiness: 'blocked', + reason: `${blockers.length} dependenc${blockers.length === 1 ? 'y' : 'ies'} cannot be handed over: ${blockers.map(d => d.name).join(', ')}.`, + blockers, unproven, + } + } + + if (unproven.length > 0) { + return { + readiness: 'unproven', + reason: `${unproven.length} substitute(s) exist on paper and have never been exercised by anyone but the author: ${unproven.map(d => d.name).join(', ')}.`, + blockers, unproven, + } + } + + return { + readiness: 'transferable', + reason: `All ${deps.length} dependenc${deps.length === 1 ? 'y is' : 'ies are'} either unbound or have an exercised substitute.`, + blockers, unproven, + } +} + +/** Report a capability's transfer readiness. */ +export function toReport(capability: Capability): CapabilityReport { + const deps = capability.dependencies ?? [] + const v = assess(capability) + + if (deps.length === 0) { + return { + capability: 'HandOff', + scope: `${capability.name} — no dependencies enumerated`, + examined: 0, + findings: [], + notes: [v.reason], + } + } + + return { + capability: 'HandOff', + scope: `${capability.name} → ${capability.recipient ?? 'an unnamed recipient'} — ${deps.length} dependenc${deps.length === 1 ? 'y' : 'ies'}`, + examined: deps.length, + findings: deps.map(findingFor), + notes: [ + `readiness: ${v.readiness.toUpperCase()} — ${v.reason}`, + 'Readiness is the worst dependency, never the average — one personal credential blocks a transfer however good the rest is.', + ], + } +} + +/** Render a handover assessment for a terminal, a review or a transfer pack. */ +export function formatHandOff(capability: Capability, opts: FormatOptions = {}): string { + return renderReport(toReport(capability), opts) +} + +export { BLOCKING } diff --git a/test/hand-off.test.ts b/test/hand-off.test.ts new file mode 100644 index 0000000..0a9686b --- /dev/null +++ b/test/hand-off.test.ts @@ -0,0 +1,126 @@ +import { describe, expect, it } from 'vitest' +import { overall, validateReport } from '@extant2000/evidence-record' +import { assess, formatHandOff, toReport, type Capability, type Dependency } from '../src/index.js' + +const dep = (p: Partial = {}): Dependency => ({ + name: 'deploy-token', + kind: 'credential', + coupling: 'none', + where: 'config/deploy.env', + ...p, +}) + +const cap = (dependencies: Dependency[]): Capability => + ({ name: 'release pipeline', recipient: 'the partner ops team', dependencies }) + +describe('a personal credential is a blocker, not a documentation gap', () => { + // Several products authenticating with one engineer's personal token. + const personal = dep({ coupling: 'person', boundTo: 'alice', where: 'config/deploy.env' }) + + it('blocks regardless of how much is written down', () => { + const v = assess(cap([personal])) + expect(v.readiness).toBe('blocked') + expect(v.blockers.map(d => d.name)).toEqual(['deploy-token']) + }) + + it('says why documentation does not help', () => { + const f = toReport(cap([personal])).findings[0]! + expect(f.severity).toBe('critical') + expect(f.detail).toContain('dies with the account') + expect(f.detail).toContain('not a documentation gap') + }) + + it('is satisfied by a recorded and exercised substitute', () => { + const fixed = { ...personal, substitute: 'a group deploy token per project', substituteVerified: true } + expect(assess(cap([fixed])).readiness).toBe('transferable') + }) + + it('blocks a machine binding for the same reason', () => { + // A script that hard-codes a path on one laptop runs on that laptop only. + const machine = dep({ name: 'node-path', kind: 'runtime', coupling: 'machine', boundTo: 'dev-laptop-1', where: 'scripts/deploy.sh' }) + expect(assess(cap([machine])).readiness).toBe('blocked') + expect(toReport(cap([machine])).findings[0]!.detail) + .toContain('forever, for one person') + }) + + it('treats an account binding as high, not critical — transferable in principle', () => { + const acct = dep({ coupling: 'account', boundTo: 'ops@example.com' }) + const f = toReport(cap([acct])).findings[0]! + expect(f.severity).toBe('high') + expect(f.detail).toContain('which is not the same as transferred') + }) + + it('blocks undocumented operating knowledge', () => { + const k = dep({ name: 'restore-procedure', kind: 'knowledge', coupling: 'none' }) + expect(assess(cap([k])).readiness).toBe('blocked') + expect(toReport(cap([k])).findings[0]!.detail).toContain('only while the author is available') + }) +}) + +describe('a runbook nobody has followed is a draft', () => { + const unexercised = dep({ + coupling: 'person', boundTo: 'alice', + substitute: 'issue a group deploy token', substituteVerified: false, + }) + + it('reports an unexercised substitute as not-assessed, never a pass', () => { + // It is written down, so it looks done. That is why it survives review. + const f = toReport(cap([unexercised])).findings[0]! + expect(f.determination).toBe('not-assessed') + expect(f.detail).toContain('A runbook nobody has followed is a draft') + expect(overall(toReport(cap([unexercised])))).toBe('not-assessed') + }) + + it('gives the capability its own readiness state', () => { + const v = assess(cap([unexercised])) + expect(v.readiness).toBe('unproven') + expect(v.blockers).toHaveLength(0) + expect(v.unproven).toHaveLength(1) + }) + + it('treats a missing substituteVerified the same as false', () => { + const { substituteVerified, ...rest } = unexercised + expect(assess(cap([rest as Dependency])).readiness).toBe('unproven') + }) +}) + +describe('readiness is the worst dependency, never the average', () => { + it('one blocker sinks nine clean dependencies', () => { + const nineGood = Array.from({ length: 9 }, (_, i) => + dep({ name: `ok-${i}`, coupling: 'none' })) + const v = assess(cap([...nineGood, dep({ name: 'pat', coupling: 'person', boundTo: 'alice' })])) + expect(v.readiness).toBe('blocked') + expect(formatHandOff(cap([...nineGood, dep({ name: 'pat', coupling: 'person' })]))) + .toContain('never the average') + }) + + it('blocked outranks unproven', () => { + const v = assess(cap([ + dep({ name: 'a', coupling: 'person' }), + dep({ name: 'b', coupling: 'person', substitute: 'x' }), + ])) + expect(v.readiness).toBe('blocked') + expect(v.unproven).toHaveLength(1) // still reported + }) +}) + +describe('conformance with the evidence-record standard', () => { + it('no dependencies enumerated is unknown, never transferable', () => { + const v = assess(cap([])) + expect(v.readiness).toBe('unknown') + expect(v.reason).toContain('has not been examined — it has been assumed') + expect(overall(toReport(cap([])))).toBe('not-assessed') + }) + + it('every conclusion carries a citation', () => { + expect(validateReport(toReport(cap([ + dep({ name: 'a', coupling: 'person' }), + dep({ name: 'b', coupling: 'none' }), + ])))).toEqual([]) + }) + + it('prints the readiness verdict', () => { + expect(formatHandOff(cap([dep()]))).toContain('readiness: TRANSFERABLE') + expect(formatHandOff(cap([dep({ coupling: 'person' })]))).toContain('readiness: BLOCKED') + }) +}) diff --git a/tsconfig.cjs.json b/tsconfig.cjs.json new file mode 100644 index 0000000..0d99093 --- /dev/null +++ b/tsconfig.cjs.json @@ -0,0 +1,9 @@ +{ + "extends": "./tsconfig.json", + "compilerOptions": { + "module": "CommonJS", + "moduleResolution": "Node", + "outDir": "dist-cjs", + "declaration": false + } +} diff --git a/tsconfig.json b/tsconfig.json new file mode 100644 index 0000000..9f56c30 --- /dev/null +++ b/tsconfig.json @@ -0,0 +1,8 @@ +{ + "compilerOptions": { + "target": "ES2022", "module": "ES2022", "moduleResolution": "bundler", + "declaration": true, "outDir": "dist", "rootDir": "src", + "strict": true, "skipLibCheck": true + }, + "include": ["src/**/*.ts"] +}